7.02 - Revision history

Neil thibodaux: /* Jamie's Story */

2026-09-11T23:35:55Z

Jamie's Story

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	=== Jamie's Story ===		=== Jamie's Story ===
	~~No examples available~~ to ~~illustrate governance gaps~~ for ~~this attribute~~.		The contract changes made from 2020 through 2022 were implemented during the Covid-19 pandemic, which public health mandates. From 7.02, this phrase applies, "Ongoing risk assessments are performed as needed, on a real-time basis, such as when significant internal or external change occurs or significant emerging risks are identified." The pandemic may have necessitated changes, but it's not noted in the contract. Nor is there any evaluation that the changes to the contract had been evaluated for impact on risk.

	=== Election Anomalies ===		=== Election Anomalies ===

Neil thibodaux: /* Election Anomalies */

2026-08-25T15:43:03Z

Election Anomalies

← Older revision		Revision as of 08:43, 25 August 2026
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	=== Election Anomalies ===		=== Election Anomalies ===
			Principle 7 addresses the need to Identify, Analyze, and Respond to Risks. The identification and analysis of risk are presumed to have been performed at the state level, which are addressed in the [https://apps.azsos.gov/election/files/epm/2025/Election-Procedures-Manual-2025--FINAL-12-22-25.pdf Arizona Secretary of State's Election Procedure Manual.] The MC leadership team's <u>Response to Risk</u> is the primary governance weakness with respect to the Green Book's Principle #7, including this attribute.

	===== [[Dropbox Collection (2020)\|Maricopa Dropbox Collection (2020)]] =====		===== [[Dropbox Collection (2020)\|Maricopa Dropbox Collection (2020)]] =====

Neil thibodaux at 13:24, 25 August 2026

2026-08-25T13:24:22Z

← Older revision		Revision as of 06:24, 25 August 2026
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	'''>>>Navigational Buttons<<<'''		'''>>>Navigational Buttons<<<'''
	* '''[[Index of Attributes]]'''		* '''[[Index of Attributes]]'''
	* '''Previous Attribute - 7.01'''		* '''Previous Attribute - [[7.01]]'''
	* '''Next Attribute - 7.03'''		* '''Next Attribute - [[7.03]]'''
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Neil thibodaux: /* No Examples */

2026-08-25T13:23:54Z

No Examples

← Older revision		Revision as of 06:23, 25 August 2026
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	=== '''~~No Examples'~~'' ~~===~~		=== Jamie's Story ===
			No examples available to illustrate governance gaps for this attribute.

			=== Election Anomalies ===

			===== [[Dropbox Collection (2020)\|Maricopa Dropbox Collection (2020)]] =====
			Governance issues identified from [https://www.azag.gov/sites/default/files/2025-06/2020_General_Election_Investigation_Summary.pdf Arizona Attorney General's Office 2020 General Election Investigation] of Arizona Senate allegations of Maricopa County Election Department - Drop Box Collections issues. Section 2 of the AZ AG's inspector's report identifies numerous issues, which present risk to potential fraud.

			This attribute specifically states, "Ongoing risk assessments are performed as needed, on a real-time basis, such as when significant internal or external change occurs or significant emerging risks are identified." External changes consisted of Public Health mandates associated with the Covid-19 pandemic. Rather than implement risk reduction actions, MC management appeared to ignore procedure requirements, which actually increased the risk of fraud. The following issues identified in the inspector's report are related to management actions or inaction related to increasing the risk of fraud:

			* See the heading [[Dropbox Collection (2020)#Deviation: Missing Entries on Election Forms\|Deviation: Missing Entries on Election Forms]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Deviation: Missing Ballot Counts\|Deviation: Missing Ballot Counts]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Deviation: Used Email instead of EVBTS Forms\|Deviation: Used Email instead of EVBTS Forms]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Deviation: Unfulfilled Party Representation Requirement for Couriers.\|Deviation: Unfulfilled Party Representation Requirements for Couriers]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Deviation: Fictious Addresses in the MC Voter Registration Database\|Deviation: Fictious Addresses in MC Voter Registration Database]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Deviation: Allegations Confirmed\|Deviation: Allegations Confirmed]] from Maricopa Dropbox Collection (2020) webpage.
			* See the heading [[Dropbox Collection (2020)#Noteworthy: Consequences Unknown\|Noteworthy: Consequences Unknown]] from Maricopa Dropbox Collection (2020) webpage
			* See the heading [[Dropbox Collection (2020)#Noteworthy: Transmission of USPS Data to MC and Runbeck\|Noteworthy: Transmission of USPS Data to MC and Runbeck]] from Maricopa Dropbox Collection (2020) webpage

Neil thibodaux at 21:46, 15 August 2026

2026-08-15T21:46:29Z

← Older revision		Revision as of 14:46, 15 August 2026
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	* '''[[Index of Attributes]]'''		* '''[[Index of Attributes]]'''
	* '''Previous Attribute - 7.01'''		* '''Previous Attribute - 7.01'''
	* '''Next Attribute -7.03'''		* '''Next Attribute - 7.03'''
	__FORCETOC__		__FORCETOC__

	=== '''No Examples''' ===		=== '''No Examples''' ===

Neil thibodaux at 19:47, 15 August 2026

2026-08-15T19:47:02Z

← Older revision		Revision as of 12:47, 15 August 2026
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	'''>>>Navigational Buttons<<<'''		'''>>>Navigational Buttons<<<'''
	* '''[[Index of Attributes]]'''		* '''[[Index of Attributes]]'''
	* '''Previous Attribute - ?'''		* '''Previous Attribute - 7.01'''
	* '''Next Attribute - ?'''		* '''Next Attribute -7.03'''
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	=== '''No Examples''' ===		=== '''No Examples''' ===

Neil thibodaux at 19:46, 15 August 2026

2026-08-15T19:46:35Z

← Older revision		Revision as of 12:46, 15 August 2026
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	'''Attribute''' '''7.02''' - Management identifies risks throughout the entity on a periodic and ongoing basis to provide a basis for analyzing risks. Risk is the possibility that an event will occur and adversely affect the achievement of objectives. Risk assessment is the identification and analysis of risks related to achieving the defined objectives to form a basis for designing risk responses. Periodic risk assessments are performed at specific times and at regular intervals, such as annually. Management considers entity objectives, risk tolerances, and other factors when determining the scope and frequency of these assessments. Ongoing risk assessments are performed as needed, on a real-time basis, such as when significant internal or external change occurs or significant emerging risks are identified. Management also considers performing ongoing risk assessments when internal control deficiencies, improper payments, potential fraud, or information security breaches are detected.		'''Attribute''' '''7.02''' - Management identifies risks throughout the entity on a periodic and ongoing basis to provide a basis for analyzing risks. Risk is the possibility that an event will occur and adversely affect the achievement of objectives. Risk assessment is the identification and analysis of risks related to achieving the defined objectives to form a basis for designing risk responses. Periodic risk assessments are performed at specific times and at regular intervals, such as annually. Management considers entity objectives, risk tolerances, and other factors when determining the scope and frequency of these assessments. Ongoing risk assessments are performed as needed, on a real-time basis, such as when significant internal or external change occurs or significant emerging risks are identified. Management also considers performing ongoing risk assessments when internal control deficiencies, improper payments, potential fraud, or information security breaches are detected.

			'''>>>Navigational Buttons<<<'''
			* '''[[Index of Attributes]]'''
			* '''Previous Attribute - ?'''
			* '''Next Attribute - ?'''
			__FORCETOC__

			=== '''No Examples''' ===

Neil thibodaux: Created page with "'''Risk Assessment''' '''Principle 7 - Identify, Analyze, and Respond to Risks''' '''Attribute''' '''7.02''' - Management identifies risks throughout the entity on a periodic and ongoing basis to provide a basis for analyzing risks. Risk is the possibility that an event will occur and adversely affect the achievement of objectives. Risk assessment is the identification and analysis of risks related to achieving the defined objectives to form a basis for designing risk..."

2026-08-15T19:46:14Z

Created page with "'''Risk Assessment''' '''Principle 7 - Identify, Analyze, and Respond to Risks''' '''Attribute''' '''7.02''' - Management identifies risks throughout the entity on a periodic and ongoing basis to provide a basis for analyzing risks. Risk is the possibility that an event will occur and adversely affect the achievement of objectives. Risk assessment is the identification and analysis of risks related to achieving the defined objectives to form a basis for designing risk..."

New page

'''Risk Assessment'''

'''Principle 7 - Identify, Analyze, and Respond to Risks'''

'''Attribute''' '''7.02''' - Management identifies risks throughout the entity on a periodic and ongoing basis to provide a basis for analyzing risks. Risk is the possibility that an event will occur and adversely affect the achievement of objectives. Risk assessment is the identification and analysis of risks related to achieving the defined objectives to form a basis for designing risk responses. Periodic risk assessments are performed at specific times and at regular intervals, such as annually. Management considers entity objectives, risk tolerances, and other factors when determining the scope and frequency of these assessments. Ongoing risk assessments are performed as needed, on a real-time basis, such as when significant internal or external change occurs or significant emerging risks are identified. Management also considers performing ongoing risk assessments when internal control deficiencies, improper payments, potential fraud, or information security breaches are detected.