9.05: Difference between revisions

From Arizona Citizen Voice
 
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=== Jamie's Story ===
=== Jamie's Story ===
No examples are available to illustrate governance gaps for this attribute.


==== [[June 25, 2025: Runbeck Contract Delivered]] ====
Contractual changes may have been necessary during the Covid-19 pandemic and associated public health mandates during the 2020 General Election and 2022 Mid-term Election. However, no change justification package was provided with the Runbeck contract. Most concerning is the Disaster Recovery portion of the contract; the change was significant, but doesn't appear to have the appropriate approval signatures. There isn't enough documentation to determine how risk was assessed.
=== Election Anomalies ===
=== Election Anomalies ===


===== [[Dropbox Collection (2020)|Maricopa Dropbox Collection (2020)]] =====
===== [[Dropbox Collection (2020)|Maricopa Dropbox Collection (2020)]] =====
Governance issues identified from [https://www.azag.gov/sites/default/files/2025-06/2020_General_Election_Investigation_Summary.pdf Arizona Attorney General's Office 2020 General Election Investigation] of Arizona Senate allegations of Maricopa County Election Department - Drop Box Collections issues. Section 2 of the AZ AG's inspector's report identifies five procedure violations, apparently with verbal concurrence from the MC leadership team. Procedure changes should have been formally changed, justified and documented as noted with this attribute, 9.05. Had procedure changes been formally processed, the increased risk of fraud would have most certainly been recognized while documenting the justification, which a reasonable person would have recognized as being too risky. See the heading [[Dropbox Collection (2020)#Deviation: Allegations Confirmed|Deviation: Allegations Confirmed]] from Maricopa Dropbox Collection (2020) webpage for a description of procedure violations.
Governance issues identified from [https://www.azag.gov/sites/default/files/2025-06/2020_General_Election_Investigation_Summary.pdf Arizona Attorney General's Office 2020 General Election Investigation] of Arizona Senate allegations of Maricopa County Election Department - Drop Box Collections issues. Section 2 of the AZ AG's inspector's report identifies five procedure violations, apparently with verbal concurrence from the MC leadership team. Procedure changes should have been formally changed, justified and documented as noted with this attribute, 9.05. Had procedure changes been formally processed, the increased risk of fraud would have most certainly been recognized while documenting the justification, which a reasonable person would have recognized as being too risky. See the heading [[Dropbox Collection (2020)#Deviation: Allegations Confirmed|Deviation: Allegations Confirmed]] from Maricopa Dropbox Collection (2020) webpage for a description of procedure violations.

Latest revision as of 17:59, 11 September 2026

Risk Assessment

Principle 9 - Identify, Analyze, and Respond to Change

Attribute 9,05 - Management documents a change assessment process for identifying, analyzing, and responding to risks related to significant changes so that the internal control system can be quickly adapted as needed to respond to significant changes as they occur [documentation requirement].

Emphasis was placed on Documentation Requirement by the GAO.

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Jamie's Story

Contractual changes may have been necessary during the Covid-19 pandemic and associated public health mandates during the 2020 General Election and 2022 Mid-term Election. However, no change justification package was provided with the Runbeck contract. Most concerning is the Disaster Recovery portion of the contract; the change was significant, but doesn't appear to have the appropriate approval signatures. There isn't enough documentation to determine how risk was assessed.

Election Anomalies

Governance issues identified from Arizona Attorney General's Office 2020 General Election Investigation of Arizona Senate allegations of Maricopa County Election Department - Drop Box Collections issues. Section 2 of the AZ AG's inspector's report identifies five procedure violations, apparently with verbal concurrence from the MC leadership team. Procedure changes should have been formally changed, justified and documented as noted with this attribute, 9.05. Had procedure changes been formally processed, the increased risk of fraud would have most certainly been recognized while documenting the justification, which a reasonable person would have recognized as being too risky. See the heading Deviation: Allegations Confirmed from Maricopa Dropbox Collection (2020) webpage for a description of procedure violations.