Template:Principles: Difference between revisions
From Corrective Action Plan AZ
| Line 7: | Line 7: | ||
* Principle 2 - Exercise Oversight Responsibility | * Principle 2 - Exercise Oversight Responsibility | ||
** Attributes ( | ** Attributes (2.01, 2.02, 2.03, 2.04, 2.05, 2.06, 2.07, 2.08, 2.09, 2.10, 2.11, 2.12, 2.13) | ||
* Principle 3 - Establish Structure, Responsibility, and Authority | * Principle 3 - Establish Structure, Responsibility, and Authority | ||
** Attributes (3.01, 3.02, 3.03, 3.04, 3.05, 3.06, 3.07, 3.08, 3.09, 3.10, 3.11, 3.12) | |||
* | * Principle 4 - Demonstrate Commitment to Competence | ||
* | ** A | ||
* Principle 5 - Enforce Accountability | |||
===== Risk Assessment ===== | ===== Risk Assessment ===== | ||
* | * Principle 6 - Define Objectives and Risk Tolerances | ||
* | * Principle 7 - Identify, Analyze, and Respond to Risks | ||
* | * Principle 8 - Assess Fraud, Improper Payment, and Information | ||
* | * Principle 9 - Identify, Analyze, and Respond to Change | ||
===== Control Activities ===== | ===== Control Activities ===== | ||
* | * Principle 10 - Design Control Activities | ||
* | * Principle 11 - Design General Control Activities over Information | ||
* | * Principle 12 - Implement Control Activities | ||
===== Information and Communication ===== | ===== Information and Communication ===== | ||
* | * Principle 13 - Use Quality Information | ||
* | * Principle 14 - Communicate Internally | ||
* | * Principle 15 - Communicate Externally | ||
===== Monitoring ===== | ===== Monitoring ===== | ||
* | * Principle 16 - Perform Monitoring Activities | ||
* | * Principle 17 - Evaluate Issues and Remediate Deficiencies | ||
=== [[Index of Attributes]] === | === [[Index of Attributes]] === | ||
Revision as of 22:57, 17 August 2026
US GAO Green Book Principles
Control Environment
- Principle 1 - Demonstrate Commitment to Integrity and Ethical Values
- Principle 2 - Exercise Oversight Responsibility
- Attributes (2.01, 2.02, 2.03, 2.04, 2.05, 2.06, 2.07, 2.08, 2.09, 2.10, 2.11, 2.12, 2.13)
- Principle 3 - Establish Structure, Responsibility, and Authority
- Attributes (3.01, 3.02, 3.03, 3.04, 3.05, 3.06, 3.07, 3.08, 3.09, 3.10, 3.11, 3.12)
- Principle 4 - Demonstrate Commitment to Competence
- A
- Principle 5 - Enforce Accountability
Risk Assessment
- Principle 6 - Define Objectives and Risk Tolerances
- Principle 7 - Identify, Analyze, and Respond to Risks
- Principle 8 - Assess Fraud, Improper Payment, and Information
- Principle 9 - Identify, Analyze, and Respond to Change
Control Activities
- Principle 10 - Design Control Activities
- Principle 11 - Design General Control Activities over Information
- Principle 12 - Implement Control Activities
Information and Communication
- Principle 13 - Use Quality Information
- Principle 14 - Communicate Internally
- Principle 15 - Communicate Externally
Monitoring
- Principle 16 - Perform Monitoring Activities
- Principle 17 - Evaluate Issues and Remediate Deficiencies
