1.09
Control Environment
Principle 1: Demonstrate Commitment to Integrity and Ethical Values
Attribute 1.09: Management uses established standards of conduct as the basis for evaluating adherence to integrity and ethical values across the organization. Management evaluates the adherence to standards of conduct across all levels of the entity. To gain assurance that the entity's standards of conduct are implemented effectively, management evaluates the directives, attitudes, and behaviors of individuals and teams. Evaluations may consist of ongoing monitoring or separate evaluations. Individual personnel can also report issues through reporting lines, such as regular staff meetings, upward feedback processes, a whistleblowing program, or an ethics hotline. The oversight body evaluates management's adherence to the standards of conduct as well as the overall adherence by the entity.
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Jamie's Story
No examples are available to illustrate governance gaps for this attribute.
Election Anomalies
Governance issues identified from Arizona Attorney General's Office 2020 General Election Investigation of Arizona Senate allegations of Maricopa County Election Department - Drop Box Collections issues. Five procedure violations were identified. However, it is impossible to determine the impact to prevent, detect and subsequently investigation potential fraud from an unknown number of ballots affected by these violations.
- See the heading xxx from Maricopa Dropbox Collection (2020) webpage.
- See the heading xxx from Maricopa Dropbox Collection (2020) webpage.
- See the heading xxx from Maricopa Dropbox Collection (2020) webpage.
- See the heading xxx from Maricopa Dropbox Collection (2020) webpage.
- See the heading xxx from Maricopa Dropbox Collection (2020) webpage.
