9.01

From Corrective Action Plan AZ

Risk Assessment

Principle 9 - Identify, Analyze, and Respond to Change

Attribute 9.01 - Management should identify, analyze, and respond to significant changes that could impact the internal control system.

Green Book Attribute Categories for Principle 9

The following attributes contribute to the design, implementation, and operating effectiveness of this principle:

  • Identify Significant Changes
  • Establish a Change Assessment Process
  • Identify, Analyze, and Respond to Risks Related to Significant Changes

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